AI-driven RegTech monitoring Nasdaq and the NYSE trading

A Washington, D.C.-based RegTech overseeing brokerage firms and exchange markets partnered with AgileEngine to develop advanced AI-driven monitoring solutions. Our work with the company focused on designing systems capable of processing 67 billion daily trading records to detect fraud, including insider trading, in real time.

Industries

Financial services, Fintech

Services

AI engineering, Data engineering, Full-stack development, Backend development, Architecture, QA and software testing

Solutions

AI, Machine learning models, Predictive analytics, Enterprise application, Data pipeline, Data warehouse, Cloud, AI integration, Data governance

Technologies

Python, Java, Scala, Apache Spark, Hadoop, AWS, Angular

Outcomes
and highlights

Solutions overview

AI-powered monitoring and fraud detection at a massive scale

AgileEngine experts owned the architecture and implementation of the core intelligence layer behind the client’s market surveillance platform. Our team developed deep learning models and large-scale data processing pipelines that continuously analyze trading activity across multiple exchanges, operating directly on top of one of the world’s largest data warehouses. The resulting solution automatically flags potential violations, triggers investigation workflows, and generates audit-ready intelligence while meeting stringent SEC compliance requirements.

Key deliverables

Fraud and insider trading detection systems that utilize deep learning and scale to billions of operations
Pattern detection solutions that run against a data warehouse to automatically catch violations and start an investigation process
Continuous improvement of fraud detection algorithms utilizing machine learning and deep learning
Test data for algorithms and the consolidation of audit trail programs
Cloud solutions for data streaming, processing, monitoring, application hosting, and more

See more success stories

AgileEngine is an AI-empowered digital consultancy combining the rigor required by Fortune 500s with the velocity demanded by VC-backed startups. Our track record spans 300+ successful projects across financial services, healthcare, e-commerce, and more. Contact us to access top-1% experts who can deliver mission-critical AI solutions at enterprise scale.

Planning to build AI-powered solutions for regulated, high-stakes environments?